| Name | Compliance requirements for securities firms, securities representatives, investment advisory firms, and investment advisory representatives |
| Description | Securities firms, securities representatives, investment advisory firms, and investment advisory representatives must comply with codes of conducts of this Prakas |
| Comments | - |
| Validity From | 27/06/2011 |
| Validity To | 31/12/9999 |
| Reference | All text |
| Technical Code | |
| Agency | Measure |
| Created Date | 2023-03-08 06:18:03 |
| Updated Date | 2023-03-08 06:18:03 |
| Status | publish |
| Measure Type | Performance requirements (mandatory) |
| Legal/Regulation | Dummy legal |
| Un Code | 2180-Export Prohibition |
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| HS Code | Description |
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